Skip to content

March 28, 1968

Ministry of Foreign Affairs, Directorate of Political Affairs, Disarmament, 'Note: Guarantees for non-nuclear-weapon States, Draft resolution of the Security Council'

This document was made possible with support from Carnegie Corporation of New York (CCNY)

March 29, 1968

DIRECTORATE OF POLITICAL AFFAIRS

Disarmament

 

STAMP: MINISTRY OF FOREIGN AFFAIRS

APRIL 2, 1968]

 

NOTE

Subject: Guarantees for non-nuclear-weapon States, Draft resolution of the Security Council.

 

The resolution[1] that, on the margins of the non-proliferation treaty, the Americans, the British and the Soviets wish to have the Security Council adopt, by way of a security guarantee for non-nuclear-weapon States, has every chance of being adopted if France does not veto it and, consequently, to bind us, even if we abstain to vote, since the decisions of the Council are binding on all members of the United Nations.

However, even though the intention of its promoters is not to agree to any commitment that goes beyond those provided for by the [UN[ Charter, the text of the resolution introduces a number of new concepts in comparison to those usually entertained in matters of collective security. We have to face the issue of whether the meaning and the impact of these concepts would justify a negative attitude from us despite the inconvenience of foiling a project, the intention, if not the content, of which meets the wishes of the vast majority of non-nuclear-weapon States.

2

I – Aggression and the threat of aggression by means of nuclear weapons against non-nuclear-weapon States.

These two concepts form the basis of the resolution (par. 1 and 2 of the dispositif). However, the Charter of the United Nations (article 39) shows no distinction between aggressions depending on the weapons used to perpetrate them or depending on the countries which are the victims of them. It does not even refer to “threats of aggression,” but only to “threats to the peace.”

The U.D. delegate to the Eighteen-Nation Committee on Disarmament (ENDC) stressed that aggression or the threat of aggression using nuclear weapons against a State without such weapons was indeed “a qualitatively new situation,” of which the purpose of the resolution was precisely to raise awareness.

Such is also the conviction of the non-nuclear-weapon States who insist on the unprecedented means of pressure that nuclear weapons confer on those who possess them. Thinking more about the intimidation measures of which they may be victim than about the aggression strictly speaking, against which an intervention would most of the time risk being too late, they would like, in the phrasing of a senior Indian official[2], benefit indirectly from the deterrent power of existing nuclear forces.[3]

In this spirit, the Soviets had offered to provide in the resolution the “punishment” for any nuclear aggressor against a non-nuclear-weapon State. The Anglo-Saxons opposed it.

3

On the other hand, the Americans were prepared to include in the declaration mentioned in paragraph 2 of the resolution the commitment not to use nuclear weapons against non-nuclear States, on the single condition that the latter “do not engage in an attack assisted by a nuclear power.” Because they were unable to have this reservation granted by the Soviets, who opposed any modification of the Kosygin proposal, the Americans abandoned their project.[4]

The concerns revealed by these different aspects of the negotiation show that by keeping the concept of “the threat of nuclear aggression against a non-nuclear-weapon State”, the Council's decision could be interpreted, despite the letter of the text, as quite simply prohibiting the benefits of nuclear power relative to a non-nuclear-weapon State. Wouldn’t any nuclear-weapon State in conflict with a non-nuclear-weapon State risk, in fact, to being denounced, in any case, as a potential nuclear aggressor?

Such an interpretation of the resolution would have no real consequence if it were about the USSR or the United States. It could reserve difficulties, however, for any other nuclear power for whom conventional means would be insufficient to ensure its protection against the undertakings of a non-nuclear power.

2 – Discrimination between States

The draft resolution consecrates a number of discriminations between States. It opposes nuclear States to non-nuclear ones; it distinguishes among the permanent members of the [UN] Security Council between those who have nuclear weapons and those who do not; in paragraph 3 of its [preamble], it welcomed the expressed motives by some States for the benefit of only non-nuclear-weapon States that have signed the non-proliferation treaty.

4

Of course, none of these distinctions appears in the [UN] Charter and the last one is particularly contrary to its spirit since the specific assistance foreseen on behalf of States signatory to the non-proliferation treaty is no other than the one reserved by the [UN] Charter for any victim of an attack.

On the other hand, in the current state of affairs, the concept of a permanent member possessing nuclear weapons acts against China, thus relegated to the camp of potential aggressors whose only other members are those countries that would otherwise acquire nuclear power after the signature of the non-proliferation treaty.[5]

In short, the resolution will lend the authority of the [UN] Security Council to a classification of States and a definition of their respective positions in the nuclear realm dictated by the goals set down by the non-proliferation treaty. Without modifying the Charter, it could twist the terms of its application, if the circumstances were to lead to it being applied.

3 – Immediate action of the Security Council

The draft resolution takes care to specify that the action of the Council, of its permanent members having nuclear weapons (dispositif, para. 1) or of the States which will have shown their intention of providing assistance to the signatories of the non-proliferation treaty (dispositif, par. 2), will in any case be performed, “pursuant to the Charter of the United Nations.” The declaration that the Americans will make when voting on the resolution confirms this and specifies, in particular, that the

5

“immediate assistance” provided for in paragraph 2 of the provision will consist, as far as the United States is concerned, in stepping in so that the Security Council acts as soon as possible “pursuant to the Charter”.

Conversely, the reaffirmation in paragraph 3 of the dispositif of the right of collective self-defense and of the provisions of the article 51 of the Charter show that the resolution does not include any commitment of a contractual nature relating to non-nuclear-weapon States.

In short, the only concession made is the recognition of the need for immediate action within the framework of the United Nations, but since no specific measures are envisaged to put in motion such action, nothing will change in the usual procedures and the permanent members of the Council will retain, in particular, the right to veto any initiative in this domain.

***

The role that the resolution accords, dangerously, to the concept of “threat of nuclear aggression,” the discriminations it introduces between the States, the means of pressure it creates because of this in favor of the signature of the non-proliferation treaty, finally the anti-Chinese character it displays, and which has obviously not eluded Beijing, would justify a negative attitude from us and we could consider that we are all the more free to veto the resolution since it does not provide any special guarantee to non-nuclear-weapon States.

But such a decision would put us in a tricky situation regarding the non-nuclear-weapon States. Their reactions to the draft resolution are still unclear. They no doubt consider it, together with India, who made known its point of view, quite disappointing, but they also probably don’t

6

really believe in the possibility of getting more effective guarantees, even though this is Romania's point of view and the Federal Republic of Germany has just made an approach in this regard to the United States.[6] Before the General Assembly, however, the non-nuclear-weapon States, and among them especially the non-aligned ones, will probably recall the interest they have always shown in the Kosygin proposal and the United Nations resolution that they had adopted on this subject (res. 2153 A (XXI)). The issue of the use of nuclear weapons against non-nuclear-weapon States therefore has a serious chance of being raised.

Unless, on this point, we are ready, for our part, to agree with the wishes of non-nuclear-weapon States, as we are also asked to do with regard to the countries of Latin America, it seems that we must avoid being made, when using our right of veto, to explain our position on the matter, whatever the inconvenience of the resolution and the step it marks for the ban on the use of nuclear weapons. However, the abstention of France would not cause any surprise, since our course of action with regard to the non-proliferation treaty is well known. While recalling our position, the representative of France would have to point out that we cannot consider ourselves bound by provisions which would include a modification of the [UN] Charter.

 

[1] a copy of which is hereby attached.

[2] Mr. Jha, during his mission in Paris last summer.

[3] As for the Germans, they also insisted on the need to protect non-nuclear States against the nuclear “blackmail.”

[4] The reservation in question is among those that the Americans included when signing Additional Protocol n°2 of the Treaty for the Prohibition of Nuclear Weapons in Latin America.

[5] Incidentally, this qualification should never be lawfully recognized by the signatories of the treaty since, pursuant to the NPT, nuclear States are the ones that manufactured a nuclear weapon and detonated it before January 1, 1967 (article IX, par. 3)

[6] According to a news report dated March 29, a spokesperson for the German Federal Ministry of Foreign Affairs confirmed the information published on the same day in “Die Welt”, declaring that M. F. Duckwitz had intervened with M. [Eugene] Rostow to ask the USA “to accept a guarantee of nuclear protection for non-nuclear countries signatories to the non-proliferation treaty, in case of fundamental modifications taking place in NATO or in case of dissolution of the Alliance.”

 This short research note briefly explores the case for and against vetoing the UNSC resolution. As the United States, the United Kingdom, and the Soviet Union were serving as co-sponsors, and the Republic of China on Taiwan would welcome any international measure the People’s Republic of China opposed, France was the only state in a position to veto the UNSC resolution and perhaps torpedo the NPT when the UNGA special session met in late April. If France were to abstain, it would be henceforth bound by the resolution. Even so, the report cautioned whether “a negative attitude” should outweigh “the downside of defeating a project whose intention, if not whose content, fulfills the wishes of the vast majority of non-nuclear delegations.”



Related Documents

March 2, 1960

Maurice Couve de Murville, 'Reflections on France’s isolated pursuit of the constitution of an autonomous “deterrent”'

This Foreign Ministry analysis was written for French Foreign Minister Maurice Couve de Murville. It spells out the obstacles facing an independent deterrent two weeks after France’s first nuclear test on February 13, 1960. The author cautions that a “minor deterrent” of a few dozen 100-kilton atom bombs loaded on vulnerable, short-range Mirage IV A fighter-bombers would cost hundreds of billions of francs. Intermediate-range ballistic missiles with which to threaten Moscow would require an additional 8-10 years and a further cost of 500 billion francs (around $100 billion in 1960). In order to match the superpowers’ thermonuclear level, that figure could rise as a high as “several trillion” over more than a decade, during which time the United States and the Soviet Union might well leapfrog the French force de dissuasion.

March 15, 1960

Maurice Couve de Murville to Prime Minister Michel Debré, 'Revision of the EURATOM Treaty,'

The French decision to join EURATOM was conditioned on the regional agency not impinging on national nuclear programs. As early as 1955, French Prime Minister Guy Mollet had instructed French negotiators that “Euratom will not be an obstacle toward the possible decision of France … to build nuclear weapons.”  While EURATOM’s jurisdiction would be limited to negotiating purchases of fissile materials, promoting trade with the United States and the United Kingdom, and exchanging reactors designs and civilian technology among members of the Atlantic community, Couve de Murville credited EURATOM with a fringe benefit: monitoring West Germany. In this spring 1960 letter to Prime Minister Michel Debré about revising the treaty, he warned against the removal of EURATOM controls over raw uranium and thorium or enriched uranium. Their removal, he cautioned, would create a dilemma: “either abandon the idea that German’s renunciation of atomic armaments could be enforced or support the enforcement of equivalent controls under the West European Union, which … would interfere in the direction of our programs and the development of our nuclear weapons.”

February 28, 1967

Note from Mr. Francis Perrin, High Commissioner for Atomic Energy, 'French foreign policy in terms of atomic armaments, particularly with regard to the proliferation of this armaments'

Nonproliferation talks entered their decisive phase after the submission of a joint U.S.-Soviet draft to the ENDC on February 21, 1967. One week later, High-Commissioner of the French Commissariat à l’énergie atomique, Francis Perrin, assessed France’s options. It was not “by accident,” he noted, the original five UN Security Council permanent members—the United States, the United Kingdom, France, the Soviet Union, and China—were in line for nuclear-club membership: “…they are the same profound reasons, of a geographical, demographic or other nature, which led to the choice [in 1945] … of the countries with special responsibilities in the maintenance of world peace.” After noting how advances in “India, Israel, Japan, Sweden, and also West Germany” portended the further spread of nuclear weapons—and acknowledging France had itself sought help with its weapon program—Perrin pondered whether proliferation might hasten nuclear disarmament by convincing the superpowers of its merits. In the end, however, fear of a “large and hostile” nuclear-armed PRC made him pessimistic. While he did not advise signing the NPT, it would be “very important” for France to affirm publicly, if unilaterally, “its constant policy since 1958 … not to cede any atomic weapon or any atomic explosive device to a country which does not possess it, and not to help any such country to manufacture them.” He dismissed internal opposition toward the NPT as defensive—"an a posteriori justification of the French decision to constitute an atomic armament." More significant was the likelihood West Germany would gain its own atomic arsenal, jeopardizing France’s “dominant political position among the Europe of the Six” members of the European Communities and reviving Cold War tensions in Europe. He finished with an eye-opening analysis of how the Kosygin proposal for nuclear-weapon states to extend negative security guarantees to non-nuclear-weapon states’ signatory to the NPT would not impede the use of French nuclear armaments against a West German blitzkrieg backed by the United States.

March 18, 1968

Note for the Directorate of Political Affairs, Disarmament, 'Non-proliferation treaty: Draft resolution on non-nuclear countries guarantees'

The finalization of a completed draft nuclear nonproliferation treaty, which the ENDC transmitted to by the United Nations without endorsement on March 18, 1968, launched a French review of the NPT’s implications for international law. The draft NPT was accompanied by a proposed United Nations Security Council Resolution (UNSC), whose soft guarantees against nuclear-weapon use or threats had been a compromise workd out between Washington and Moscow. An initial study by Foreign Ministry lawyers identified numerous “juridical reasons… to fight against a project that, in its letter if not its spirit, constitutes a revision of the [UN] Charter." The report elaborated on how the hierarchization of “forms of aggression” would “downgrade” non-nuclear (i.e. conventional) violence. Non-nuclear-weapon states treaty signatories would receive non-binding security guarantees. The “Anglo-Saxons and Soviets” would maintain “freedom of action as far as what measures they choose to adopt.” Although the French government’s foremost legal experts opted not to advise vetoing the UNSC resolution, they warned the NPT package could serve as a warrant for nuclear-armed permanent members of the UN Security Council to wage “preventive war” in the name of worldwide nonproliferation.

April 3, 1968

Ministry of Foreign Affairs, Directorate of Political Affairs, Disarmament, 'Note: The Question of the Non-proliferation of Nuclear Weapons'

This 18-page memorandum was circulated to French embassies on the eve of the special UNGA session. The report recaps the series of events leading up to the international meeting, including the early history of the treaty, through an article-by-article analysis of the treaty text’s negotiating history. After reviewing the contexts in which the treaty was negotiated, the report concluded by citing three major elements as informing the French attitude. The first was the German question and, specifically, how the NPT would internationalize West Germany’s non-nuclear status, deepening its dependence on France. The second was the positive attitude of most nations—the vast majority of which lacked the wherewithal to build nuclear deterrents—to institutionalize their neighbors’ non-nuclear-weapon status. The third and “most remarkable element” was the U.S.-Soviet joint effort, undeterred by the Vietnam War, “to consolidate the current world balance under their dual control.” French “reservations” therefore boiled down to two critiques of the emerging regime: that it would “consolidate nuclear monopolies,” namely the U.S. and Soviet power blocs, “and legalize discrimination between States.”

July 10, 1968

Ministry of Foreign Affairs, Directorate of Political Affairs, Disarmament, 'Note: The treaty on the non-proliferation of nuclear weapons'

This report recounts developments at the UN First Committee from the beginning of the special session, April 24, to the plenary vote on June 12, 1968. Among the interesting observations was how the “most important resistance cell had … surprisingly developed among the Black African states,” who had sought concessions from the United States on apartheid South Africa’s mandate over South West Africa (modern-day Namibia). The report notes the various changes forced on the superpowers by Italy and Mexico on behalf of the non-nuclear-weapon delegations. The aide-memoire concluded that “[a]lthough these concessions [were] more apparent than real, they served as a pretext for a number of delegations, under intense Soviet and American pressure, to go along with the draft resolution thus revised.” The French delegate to the United Nations, Armand Berard, explained to the General Assembly on June 12 the reasons for France’s abstention. In accordance with Francis Perrin’s recommendations, Berard elaborated that although France would not sign the NPT when “the real issue was effective nuclear disarmament,” it would nonetheless pledged to behave “[e]xactly in such a way as those States which opt to adhere to it.”

Document Information

Source

Cote 517INVA, Box 768, Centre d'archives diplomatiques de La Courneuve (CADLC). Contributed by Jonathan Hunt.

Rights

The History and Public Policy Program welcomes reuse of Digital Archive materials for research and educational purposes. Some documents may be subject to copyright, which is retained by the rights holders in accordance with US and international copyright laws. When possible, rights holders have been contacted for permission to reproduce their materials.

To enquire about this document's rights status or request permission for commercial use, please contact the History and Public Policy Program at HAPP@wilsoncenter.org.

Original Uploaded Date

2023-07-18

Type

Note

Language

Record ID

300477

Donors

Carnegie Corporation of New York (CCNY) and University of Southampton